Insider Trading Fri 3/14/25

Notable purchases -- CEO adds to PSEC; notable sales -- Chief Commercial Officer active in CYTK

Buyers

• AGM Director bought 1,000 shares of Class C Non-Voting Common Stock worth approximately $196K.
• ARCB Chief Financial Officer bought 700 shares at $74.89 worth ~$52K.
• ARES Director bought 10,000 shares of Class A common stock at $141.00 to $141.49 worth approximately $1.4 mln.
• CIM Director bought 12,500 shares at $13.28 - $13.40 worth approximately $166K.
• CRGY Director bought 30,000 shares of Class A Common Stock at $10.30 - $10.75 worth approximately $317K.
• DK Chairman of the Board and one (1) Director bought 6,780 combined shares worth approximately $99K.
• FRST Director bought 10,000 shares at $9.94 - $10.00 worth approximately $100K.
• LYB Director bought 3,750 Class A Ordinary Shares at $72.04 - $72.06 worth approximately $270K.
• ONTF 10% owner Lynrock Lake and one (1) Director bought 122,766 shares combined at $5.54 - $5.84 worth approximately $696K.
• PSEC Chief Executive Officer bought 2,000,000 shares worth approximately $8.6 mln.
• PTEN President / Chief Executive Officer bought 25,000 shares at $7.88 - $7.89 worth approximately $197K.
• RAPP Chief Financial Officer and one (1) Director bought 16,000 shares combined worth approximately $162K.
• RF Director bought 2,300 shares at $21.175 worth approximately $49K.
• TNL President & Chief Executive Officer bought 2,000 shares at $46.64 - $46.66 worth ~$93K.
• UAN 10% owner Carl Icahn bought another 11,345 common units at $74.56 - $74.80 worth approximately $847K.
• VG Chief Executive Officer / Founder and Executive Co-Chairman Michael Sabel, Executive Co-Chairman / Founder Robert Pender, and one (1) Director bought 512,000 shares of Class A Common Stock at $9.60 - $10.88 worth nearly $5.3 mln.
• WSC Chief Operating Officer bought 5,000 shares at $29.14 - $29.15 worth approximately $146K.
• ZYME 10% owner bought 1,081,980 shares at $11.11 - $12.55 worth approximately $13.1 mln.

Sellers

• AR Senior Vice President - Accounting and Chief Accounting Officer sold 9,830 shares at $35.60 worth approximately $350K.
• CYTK EVP, Chief Commercial Officer sold 26,771 shares at $43.62 worth approximately $1.2 mln.
• FNA 10% owner MVM Partners sold 1,044,295 shares at $13.01 - $13.065 worth approximately $13.6 mln.
• HURN Director sold 3,067 shares at $143.01 - $145,51 worth approximately $442K.

Insider Trading Mon 12/30/24

Notable purchases -- CEO adds to PSEC; notable sales -- Director active in CMT 

Buyers

• CHE VP-Chief Legal Officer bought 145 shares of Capital Stock at $519.50 worth approximately $75K.
• GSAT 10% owner / Director bought another 1,500,000 shares at $1.98 - $2.25 worth approximately $3.2 mln.
• OKLO Director bought 5,000 shares of Class A Common Stock at $19.95 worth approximately $100K.
• PSEC Chief Executive Officer bought 2,000,000 shares at $4.29 worth approximately $8.6 mln.
• ZYME 10% owner / Director (EcoR1) bought 130,309 shares at $13.94 - $14.50 worth approximately $1.9 mln.

Sellers

• CMT Chief Executive Officer sold 18,671 shares at $16.42 - $16.65 worth approximately $308K.
• DORM Director sold 2,633 shares at $132.52 worth approximately $349K.
• RCAT CTO, Red Cat Holdings sold 381,584 shares at $12.00 - $14.90 worth approximately $5.3 mln.

Insider Trading Wed 11/27/24

Notable purchases -- Icahn adds to UAN, IIIV and TFC CEOs active; notable sales -- MTSI 10% owner sells $25 mln

Buyers

• PSEC execs. (2) bought 1,005,000 shares between $4.72-$4.78 worth approx. $4.8 mln.
• IIIV CEO bought 88,544 shares between $23.51-$24.06 worth approx. $2.1 mln.
• UAN 10% owner, C. Icahn, bought 25,815 shares between $70.72-$72.36 worth approx. $1.8 mln.
• TFC CEO bought 34,180 shares at $48.56 worth approx. $1.7 mln.

Sellers

• MTSI 10% owner sold 187,562 shares at $133.15-$136.67 worth approx. $25.2 mln.
• UAL EVP sold 60K shares between $94.72-$95.54 worth approx. $5.7 mln.
• NPWR 10% owner sold 431,009 shares at 12.76 worth approx. $5.5 mln.
• ALKT CFO sold 99,755 shares at $41.89 worth approx. $4.2 mln.
• PATK CEO sold 30K shares between $135-$140.64 worth approx. $4.1 mln.
• FTAI Director sold 20K shares between $173.68-$174.99 worth approx. $3.5 mln.
• ALAB Director sold 30K shares between $104.91-$107.17 worth approx. $3.2 mln.
• ROAD SVP sold 25K shares between $100.66-$102.13 worth approx. $2.5 mln.

=Prospect Capital (PSEC) reported earnings on Tue 9 May 2017 (a/h)

NEW YORK (AP) _ Prospect Capital Corp. (PSEC) on Tuesday reported fiscal third-quarter earnings of $19.5 million.

The New York-based company said it had net income of 5 cents per share. Earnings, adjusted for investment costs, came to 20 cents per share.

The results missed Wall Street expectations. The average estimate of four analysts surveyed by Zacks Investment Research was for earnings of 24 cents per share.

The business development company posted revenue of $171 million in the period, which also did not meet Street forecasts. Three analysts surveyed by Zacks expected $182.8 million.

Prospect Capital shares have increased almost 9 percent since the beginning of the year. In the final minutes of trading on Tuesday, shares hit $9.08, a climb of 25 percent in the last 12 months.